Schedule 13G

-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UkOOWxozUM0oq9PAqSb5/7VP78Ea6IftJw8JDos14TbmWi42hC3XlEZ9XoU+9lZu mxyrv/YBDmFg39CtVUFKGQ== 0001193125-08-028918.txt : 20080213 0001193125-08-028918.hdr.sgml : 20080213 20080213125547 ACCESSION NUMBER: 0001193125-08-028918 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BANK OF KENTUCKY FINANCIAL CORP CENTRAL INDEX KEY: 0000934547 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 611256535 STATE OF INCORPORATION: KY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-50133 FILM NUMBER: 08602947 BUSINESS ADDRESS: STREET 1: 111 LOOKOUT FARM DRIVE CITY: CRESTVIEW HILLS STATE: KY ZIP: 41017 BUSINESS PHONE: 8593725169 MAIL ADDRESS: STREET 1: P.O. BOX 17510 STREET 2: 111 LOOKOUT FARM DRIVE CITY: CRESTVIEW HILLS STATE: KY ZIP: 41017 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CAIN RODNEY S CENTRAL INDEX KEY: 0001008494 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 6062822804 MAIL ADDRESS: STREET 1: BANK OF KENTUCKY STREET 2: PO BOX 577 CITY: FLORENCE STATE: KY ZIP: 41022 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934

(Amendment No. )*

THE BANK OF KENTUCKY FINANCIAL CORPORATION

(Name of Issuer)

Common Shares

(Title of Class of Securities)

062896105

(CUSIP Number)

The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 062896105		13G


1		NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON RODNEY S. CAIN ###-##-####
2		CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) ¨ (b) ¨ N/A
3		SEC USE ONLY
4		CITIZENSHIP OR PLACE OF ORGANIZATION U S CITIZEN


NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH		5 SOLE VOTING POWER 9,271
		6 SHARED VOTING POWER 861,452
		7 SOLE DISPOSITIVE POWER 0
		8 SHARED DISPOSITIVE POWER 0


9		AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 870,723
10		CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES N/A
11		PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 15.32%
12		TYPE OF REPORTING PERSON* IN

Item 1(a).

Name of Issuer:

The Bank of Kentucky Financial Corporation

Item 1(b).

Address of Issuer’s Principal Executive Offices:

111 Lookout Farm Drive Crestview Hills, Kentucky 41017

Item 2(a).

Name of Person Filing:

Rodney S. Cain

Item 2(b).

Address of Principal Business Office or, if none, Residence:

445 Bristow Road, Independence, Kentucky 41051

Item 2(c).

Citizenship:

U S Citizen

Item 2(d).

Title of Class of Securities:

Common

Item 2(e).

CUSIP Number

062896105

Item 3.

If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: N/A

(a)

Broker or Dealer registered under Section 15 of the Act

(b)

Bank as defined in section 3(a)(6) of the Act

(c)

Insurance Company as defined in section 3(a)(19) of the Act

(d)

Investment Company registered under section 8 of the Investment Company Act

(e)

Investment Advisor registered under section 203 of the Investment Advisers Act of 1940

(f)

Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see §240.13d-1(b)(1)(ii)(F)

(g)

Parent Holding Company, in accordance with §240.13d-1(b)(1)(ii)(G)

(h)

Group, in accordance with § 240.13d-1(b)(1)(ii)(H)


Item 4.	Ownership:

	(a)	Amount Beneficially Owned:

		870,723

	(b)	Percent of Class:

		15.32%

	(c)	Number of shares as to which such person has:

		(i)	sole power to vote or to direct the vote:

			9,271

		(ii)	shared power to vote or to direct the vote:

			861,452

		(iii)	sole power to dispose or to direct the disposition of:

			0

		(iv)	shared power to dispose or to direct the disposition of:

			0

Item 5.	Ownership of Five Percent or Less of a Class:

	N/A

Item 6.	Ownership of More Than Five Percent on Behalf of Another Person:

	N/A

Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:

	N/A

Item 8.	Identification and Classification of Members of the Group:

	N/A

Item 9.	Notice of Dissolution of Group:

	N/A

Item 10.	Certification:

	By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

Signature:

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.


01-25-08		/s/ Rodney S. Cain
Date

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